Ten® MiFID Programme Manager

MiFID requirements cross multiple disciplines within an organisation and it is vital that a holistic single view of the level of compliance against each article of MiFID is available – together with the ownership details, status, and the actions being taken to fill the compliance gaps. The first step is to complete a high level impact analysis in order to assess the size and scope of the changes that will be required as a consequence of the MiFID directive.

Ten® MiFID Programme Manager addresses these issues, and provides an on-line view of the status, across all Business Units, Entities, Product Classes and Products. By having this view – and reminders of overdue actions - it ensures that energies are firmly concentrated on the areas of potential high impact, and compliance gaps.

Benefits

• Provides up to date information on the level of compliance against each element of MiFID
• Highlights actions being taken to fill compliance gaps, along with ownership and status
• Current status is visible across all Business Units, Entities, Product Classes and Products
• Manage by exception to concentrate on high impact areas and compliance gaps
• Focused views of the responsibilities of individuals

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